Two people around a table with charts, graphs, and a computer

Non-Qualified Forms

As the owner of an account at CNB it is your responsibility to investigate each and every investment you select and/or hold within your account. Consult adequate legal, tax, or investment professionals for assistance and make sure you understand:

What you are investing in
How much risk is involved

Who you are investing with
Why the investment is suitable for you

Use these forms for Non-Qualified Accounts, for IRA forms click here.

I am a Financial Representative Completing Non-Qualified Forms for my Client

Non-Qualified New Account Forms
Non-Qualified Account Application	Includes the application, custodial agreement, disclosure statement, and instructions for a non-qualified account.
Fee Schedule		n/a
Easy Steps To a Non-Qualified Account		n/a
DocuSign Form Packets for New Accounts
Non Qualified Application, Transfer Request, and Investment Authorization
Non Qualified Application & Transfer Request
Non Qualified Account Application & Investment Authorization
Non-Qualified Account Transfer Forms
Non-Qualified Account Transfer Request	Use for non-qualified accounts only.
ACH Deposit Request	For deposits into non-qualified accounts
Wire Instructions		n/a
Non-Qualified Purchase/Sale/Exchange Forms
Investment Authorization	Client signature required on all non-publically traded investments.
Precious Metals Investment Authorization	Use only to purchase or sell a precious metal.
Precious Metals Disclosures & Instructions		n/a
Brokerage Account Establishment Instructions	Use for DVP & retail brokerage accounts.	n/a
Non-Qualified Account Update Forms
Account Update Form	Use for All Account changes – address, phone, third party authorization, etc.
Transfer On Death Form	Use to update the transfer on death instructions for non-qualified accounts.
Representative Designation Form	Use to add a representative to your account or change the representative currently listed on your account.
Affidavit for Power of Attorney	Please include a copy of your Power of Attorney document with this form.	n/a
Non-Qualified Online Estatement Forms
Authorization for Representative
Authorization for Account Owner
Non-Qualified Account Beneficiary Forms
Non-Qualified Account Beneficiary Claim	Use this form to claim a deceased account. For non-qualified accounts only.	n/a
Non-Qualified Account Withdrawal Forms
Withdrawal Request	Use to move funds out of CNB to your bank account or an investment account at another institution.
Direct Deposit	Use only to update bank information.
Other Non-Qualified Account Forms & Resources
ACH Debit Authorization	Use to authorize periodic rent or mortgage payments to be sent by ACH to CNB
Authorization For Advisory Fees
Change of Representative’s Firm Information	Use for address changes, broker/dealer changes, etc. This form may also be used to resign on an account.
Divorce Transfer Request	Use to facilitate the division of an account as a result of divorce proceedings.
DRS Sale Request	Use to redeem publicly traded stock through the direct registration system.

I am a Non-Qualified Account Holder

Non-Qualified New Account Forms
Non-Qualified Account Application	Includes the application, custodial agreement, disclosure statement, and instructions for a non-qualified account.
Fee Schedule		n/a
Easy Steps To a Non-Qualified Account		n/a
DocuSign Form Packets for New Accounts
Non Qualified Application, Transfer Request, and Investment Authorization
Non Qualified Application & Transfer Request
Non Qualified Account Application & Investment Authorization
Non-Qualified Account Transfer Forms
Non-Qualified Account Transfer Request	Use for non-qualified accounts only.
ACH Deposit Request	For deposits into non-qualified accounts
Wire Instructions		n/a
Non-Qualified Purchase/Sale/Exchange Forms
Investment Authorization	Client signature required on all non-publically traded investments.
Precious Metals Investment Authorization	Use only to purchase or sell a precious metal.
Precious Metals Disclosures & Instructions		n/a
Brokerage Account Establishment Instructions	Use for DVP & retail brokerage accounts.	n/a
Non-Qualified Account Update Forms
Account Update Form	Use for All Account changes – address, phone, third party authorization, etc.
Transfer On Death Form	Use to update the transfer on death instructions for non-qualified accounts.
Representative Designation Form	Use to add a representative to your account or change the representative currently listed on your account.
Affidavit for Power of Attorney	Please include a copy of your Power of Attorney document with this form.	n/a
Non-Qualified Online Estatement Forms
Authorization for Representative		n/a
Authorization for Account Owner
Non-Qualified Account Beneficiary Forms
Non-Qualified Account Beneficiary Claim	Use this form to claim a deceased account. For non-qualified accounts only.	n/a
Non-Qualified Account Withdrawal Forms
Withdrawal Request	Use to move funds out of CNB to your bank account or an investment account at another institution.
Direct Deposit	Use only to update bank information.
Other Non-Qualified Account Forms & Resources
ACH Debit Authorization	Use to authorize periodic rent or mortgage payments to be sent by ACH to CNB
Authorization For Advisory Fees
Change of Representative’s Firm Information	Use for address changes, broker/dealer changes, etc. This form may also be used to resign on an account.	n/a
Divorce Transfer Request	Use to facilitate the division of an account as a result of divorce proceedings.
DRS Sale Request	Use to redeem publicly traded stock through the direct registration system.

NOTE: These forms are in Portable Document Format (PDF) and you will need Adobe Acrobat Reader to view them. Click on the Acrobat Reader icon and follow the instructions to download it if you do not have it. Our fillable pdf forms vary in size. Please allow sufficient time for them to download. If you experience a continued problem with a particular form on our website, please contact Community National Bank at (800)680-0340 or by e-mail at irainfo@cnbcustody.com